trade surveillance analyst Jobs - 4
Monitoring and Trade Surveillance Manager
Hargreaves Lansdown plc - BS15SA
Employment Type : Full-Time
Excited to grow your career? Our purpose is to make it easy for people to save and invest for a better future. We are looking for great people to join us, so please come and invest in YOUR future at HL. About the Role Hargreaves Lansdown (HL) is now recruiting for a Senior Market Abuse Manager to join the team on a 12-month contract (maternity cover). You'll be responsible for managing the Market Abuse Investigations Unit (MAIU) and overseeing t...
Trade Surveillance Analyst
Jameson Legal - London
Employment Type : Full-Time
An exciting opportunity has arisen to join the trade surveillance team at a prestigious energy trading firm, where you will get excellent exposure to the EMEA and Asia commodities markets. As a Trade surveillance Analyst within this team, you will get excellent exposure to the business and senior management within the compliance function as they operate in a flat structure. The team as a whole is extremely collegiate. The role: Based in London, ...
Compliance Monitoring Analyst - Investment Manager
MARKET TALENT - EC3R5AQ
Employment Type : Full-Time
Our client, a City based MultiAsset fund manager is seeking a Compliance Monitoring candidate seeking their next opportunity. The business has a current AUM of over 10 billion and employ's over 170 employees in the UK. You will have around 1-3years prior experience and provide timely completion of risk-based monitoring and surveillance as directed by the Compliance Monitoring Manager in accordance with the Monitoring Plan, in particular, Market ...
Surveillance Analyst
eFinancialCareers - London
Employment Type : Full-Time
Responsibilities: Trade Monitoring: Continuously oversee trading activities to identify potential breaches such as market abuse and insider trading. Alert Analysis & Investigation: Examine and investigate alerts generated by systems, assessing trading patterns and market conditions. Detailed Reporting: Compile thorough investigation reports and escalate Suspicious Transaction and Order Reports (STORs) to the MLRO and relevant committee...