ad - broker dealer compliance Jobs - 568
Correspondence Specialist
Navient - Horseheads,NY
Employment Type : Full-Time
Duncan Solutions, a wholly owned subsidiary of Navient, is a full-service tolling and parking management company and a leading provider of business processing services to government clients, including citation processing, debt collection,...
AD - Broker Dealer Compliance
Trevose Partners Limited - New York,NY
Employment Type : Full-Time
A CPA Consultancy firm is looking for an Associate Director to join their Broker-Dealer Compliance team. Broker-Dealer Compliance Consultant - Associate Director Opportunity Seeking a compliance consultant with broker-dealer...
Underwriting Account Service Associate - Construction
Zurich Insurance Company - New York,NY
Employment Type : Full-Time
Zurich North America is currently hiring an Underwriting Account Service Associate to join the Construction team! As an Underwriting...
Chief Compliance Officer
DriveWealth Holdings - New York,NY
Employment Type : Full-Time
About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to cross-functional teams...
Fixed Income Compliance Officer
BGC Partners - New York,NY
Employment Type : Full-Time
Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has been a leading global financial services firm at the forefront of financial and...