ad - broker dealer compliance Jobs - 565
Fixed Income Compliance Officer
TP ICAP Group Plc. - New York,NY
Employment Type : Full-Time
Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of...
Salad and Sandwich Maker
Panera Bread Company - Plattsburgh,NY
Employment Type : Full-Time
PANERA CAFE ASSOCIATE: SALAD & SANDWICH MAKER Want to work in a place where you can learn, laugh, be supported, be yourself and reach your goals? If so, then Panera is for you. We do everything possible to earn your trust and...
Trading Operations - Senior Associate
Arena Investors I Quaestor Advisors - Purchase,NY
Employment Type : Full-Time
Arena is looking to expand the global Operations Team through the addition of a Senior Associate of Trading Operations to provide unparalleled support to the firm's Corporate Securities business lines. In this role, this individual will oversee all...
Administrative Assistant, Asset Management Group
SIFMA - New York,NY
Employment Type : Full-Time
SIFMA and SIFMA AMG are currently seeking an Administrative Assistant to support four managing directors within SIFMA's Retirement Policy and Asset Management Group. We are seeking a high energy, detail-oriented Administrative Assistant with...
Vice President Compliance Officer
Phaxis LLC - New York,NY
Employment Type : Full-Time
Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...