associate - compliance restricted securities advisory Jobs - 687
Associate - Compliance Restricted Securities Advisory
Clear Street - New York,NY
Employment Type : Full-Time
About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We...
VP- Bank Regulatory Compliance Officer
Santander Holdings USA - New York,NY
Employment Type : Full-Time
VP- Bank Regulatory Compliance Officer New York, United States of America USA Job Family Description: Vice...
Head of Compliance Testing
Groupe Bpce - New York,NY
Employment Type : Full-Time
The Head of Testing [ Compliance Controls (“CC”)] will be responsible for managing the compliance testing function for the CIB Americas platform. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently...
Argus Advisory, Consulting Analyst - Financial Services, Entry Level
Transunion - White Plains,NY
Employment Type : Full-Time
TransUnion's Job Applicant Privacy Notice Personal Information We Collect Your Privacy Choices What We'll Bring: Argus Advisory is a TransUnion Company and the leading provider of analytics, information and...
Head of Tax Information Reporting Advisory
Citi - all cities,NY
Employment Type : Full-Time
The Tax Sr. Group Manager manages multiple teams through other managers. In-depth understanding of how own sub-function contributes to achieving the objectives of the function. A good understanding of the industry, direct competitors' products and...