audit supervisor global markets trade surveillance Jobs - 5932
AUDIT SUPERVISOR - GLOBAL MARKETS TRADE SURVEILLANCE/MARKET CONDUCT
Bank of America - New York,NY
Employment Type : Full-Time
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...
Head of Compliance, Trade Surveillance and Communications, TDS (US)
TD Bank N.A - New York,NY
Employment Type : Full-Time
Department Overview:The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by...
Compliance Surveillance Group Manager (SVP) Syndicate Surveillance
Hispanic Technology Executive Council - Getzville,NY
Employment Type : Full-Time
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of Syndicate surveillances designed to detect behaviors that may violate...
Audit Supervisor (Global Markets Trade Surveillance/Market Conduct)
eclaro - New York,NY
Employment Type : Full-Time
Audit Supervisor (Global Markets Trade Surveillance/Market Conduct) Job Number: 24-02208 Grab the opportunity to achieve your full potential! ECLARO is looking for Audit Supervisor (Global Markets...
Director, U.S. AML Audit
Scotiabank - New York,NY
Employment Type : Full-Time
Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking...