avp, compliance monitoring manager, investments operations Jobs - 4557
AVP, Compliance Officer - Registrations
Jefferies Financial Group - New York,NY
Employment Type : Full-Time
Manage the registration function for Jefferies LLC a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various investment advisers, US CFTC Swap Dealer, and CIRO registered Canadian affiliate.
Executive Office - Facility Management AVP
Bank of China - New York,NY
Employment Type : Full-Time
Introduction: Established in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook,...
Business Risk and Control Senior Analyst AVP
COllabera - New York,NY
Employment Type : Full-Time
Description Home Search Jobs Job Description Business Risk and Control Senior Analyst AVP Contract: New York, New York, US Salary: $56.00 Per Hour Job Code:...
Central Compliance, Vice President- Corporate & Investment Banking
Santander Holdings USA - New York,NY
Employment Type : Full-Time
Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis, risk identification...
Compliance Risk Management Officer (VP) - Compliance Risk Issues Management Program Team
Citi - New York,NY
Employment Type : Full-Time
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design and...