broker dealer cco & gsf compliance officer Jobs - 450
Swap Dealer Head of Regulatory Reporting
Tandym Group - New York,NY
Employment Type : Full-Time
A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be...
Compliance, Compliance Testing Group, Compliance Investigator, Vice President
Goldman Sachs - New York,NY
Employment Type : Full-Time
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...
Fixed Income Compliance Officer
Sumitomo Mitsui Banking Corporation - New York,NY
Employment Type : Full-Time
Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...
COMPLIANCE ANALYST
New York City, NY - New York,NY
Employment Type : Full-Time
PLEASE NOTE APPLICANTS MUST BE PERMANENT IN THE ASSOCIATE STAFF ANALYST CIVIL SERVICE TITLE.OR IN A COMPARABLE TITLE ELIGIBLE FOR 6.1.9. The DSS Accountability Office's ORCA is charged with working closely with internal and external partners...
Compliance Associate
Cardea Group - New York,NY
Employment Type : Full-Time
Compliance Professional (New York, NY): Our client, a prominent private equity and private credit fund with over $100B in AUM, is looking for a driven Compliance Professional to join their dynamic, collaborative team. This is a...