broker dealer cco & gsf compliance officer Jobs - 343

Michael Page - New York,NY

Employment Type : Full-Time

Our Client is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory...

Posted on : 2025-01-03T07:10:04Z

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TRANSFORCE - Aquebogue,NY

Employment Type : Full-Time

Job Info Job Location: Aquebogue, NYRoute Type: LocalType of Assignment: Temp to HireHours Per Shift: 10...

Posted on : 2025-01-05T08:05:39Z

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AJ Consultancy - New York,NY

Employment Type : Full-Time

Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer who has worked at a Self-Clearing Broker Dealer within the last 5 years as who has...

Posted on : 2025-01-01T06:35:19Z

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Avis Budget Group - Buffalo,NY

Employment Type : Full-Time

$19.50/hourShift Premium may Apply Immediately hiring! We're looking for responsible, detailed people who are as passionate about cars as we are. Whether...

Posted on : 2025-01-04T03:16:36Z

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Citizens Bank - Tarrytown,NY

Employment Type : Full-Time

Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...

Posted on : 2025-01-02T08:13:24Z

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