Employment Type : Full-Time
Our Client is seeking a Fixed Income Compliance Officer to provide regulatory/compliance advice and support to the Firm's fixed income trading and operational functions to enable the business to operate in accordance with all applicable regulatory...
Employment Type : Full-Time
Job Info Job Location: Aquebogue, NYRoute Type: LocalType of Assignment: Temp to HireHours Per Shift: 10...
Employment Type : Full-Time
Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer who has worked at a Self-Clearing Broker Dealer within the last 5 years as who has...
Employment Type : Full-Time
$19.50/hourShift Premium may Apply Immediately hiring! We're looking for responsible, detailed people who are as passionate about cars as we are. Whether...
Employment Type : Full-Time
Description The Compliance Team Lead will have responsibilities within the compliance program for the Citizens Private Wealth segment of Citizens Wealth Management, including its registered investment advisor, broker-dealer and trust...