business risk and controls principal Jobs - 443
Principal Analyst, Member Supervision PRO Program - All FINRA Locations
Financial Industry Regulatory Authority - New York,NY
Employment Type : Full-Time
This Program Risk Office Analyst role is for PRO's Risk Monitoring & MAP team. The candidate will be tasked with executing and communicating the PRO analysis of the business function(s) to ensure an effective and consistent national...
Third Party Risk Associate
Point72 - New York,NY
Employment Type : Full-Time
A CAREER WITH POINT72'S OPERATIONAL RISK TEAM The Operational Risk Team at Point72 is responsible for identification, monitoring, and reporting of operational risk across the Firm. The group reports to the Chief Administrative Officer and...
Senior Manager, IT Risk
Scotiabank - New York,NY
Employment Type : Full-Time
Requisition ID: 212509 Salary Range: 117,400.00 - 224,700.00 Please note that the Salary Range shown is a guideline only. Salary offered may vary based on factors, including, but not limited to, the successful...
Operations Process Specialist
Kelly Professional & Industrial - Schenectady,NY
Employment Type : Full-Time
Job Details Company: Kelly Services Supporting GE Vernova Schedule: Monday Friday, 8am 5pm EST Location: 1 River Road, Schenectady NY 12345 (On-site) Position: FPM Operations Process Specialist...
Compliance Director - Citizens Private Wealth Management (RIA, Brokerage, Trust)
Citizens Bank - Tarrytown,NY
Employment Type : Full-Time
Description This is a high impact senior position within Citizens Private Wealth reporting to our Wealth Management Chief Compliance Officer. This newly created role is responsible for creating and executing a strategic plan to address...