chief compliance officer at regulatory risks Jobs - 6220

DEPARTMENT FOR THE AGING - New York,NY

Employment Type : Full-Time

Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...

Posted on : 2024-10-12T19:19:47Z

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Kclas - New York,NY

Employment Type : Full-Time

Chief Compliance Officer at Regulatory Risks Ready to bolster your leadership team with a top-tier Chief Compliance Officer? RegulatoryRisks.com is your premier destination for connecting with highly qualified compliance...

Posted on : 2024-10-09T21:41:44Z

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Bessemer Trust - New York,NY

Employment Type : Full-Time

Senior Investment Compliance Manager Requisition ID 3246 Department Legal & Compliance Work Location New York, NY. Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director...

Posted on : 2024-10-02T01:03:36Z

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Siebert Williams Shank - New York,NY

Employment Type : Full-Time

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Posted on : 2024-10-03T18:03:46Z

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Citi - New York,NY

Employment Type : Full-Time

Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...

Posted on : 2024-10-08T06:30:11Z

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