Employment Type : Full-Time
Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...
Employment Type : Full-Time
Chief Compliance Officer at Regulatory Risks Ready to bolster your leadership team with a top-tier Chief Compliance Officer? RegulatoryRisks.com is your premier destination for connecting with highly qualified compliance...
Employment Type : Full-Time
Senior Investment Compliance Manager Requisition ID 3246 Department Legal & Compliance Work Location New York, NY. Bessemer Trust is seeking an experienced Compliance Manager to join our Investment Compliance team. Reporting directly to the Director...
Employment Type : Full-Time
Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.
Employment Type : Full-Time
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...