chief compliance officer at regulatory risks Jobs - 6194
Compliance Risk Mgmt Director, Third Party Risk Management & Procurement (C15)
Citi - New York,NY
Employment Type : Full-Time
Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation and design...
Compliance Officer, Securities Based Swap Dealer
Clear Street - New York,NY
Employment Type : Full-Time
About Clear Street: Clear Street is modernizing the brokerage ecosystem. Founded in 2018, Clear Street is a diversified financial services firm replacing the legacy infrastructure used across capital markets. We...
Chief Financial Officer/Chief Operating Officer
LEAP - New York,NY
Employment Type : Full-Time
LEAP Services, Inc. Chief Financial Officer/Chief Operating Officer About Leap: Leap is building the world's largest network of branded retail stores – powered by data, systems and scale. The Leap Platform...
Legal & Compliance - Marketing & Distribution Compliance, SVP
Blackstone - New York,NY
Employment Type : Full-Time
Job Description: The Senior Vice President will be a member of the compliance team focusing on regulatory compliance issues with respect to marketing and other investor/third-party materials and communications. This is a leadership...
Legal Counsel - Global Compliance & Risk
Aptiv - New York,NY
Employment Type : Full-Time
Aptiv is seeking a high energy, top performer to join its growing Global Legal & Compliance Team in New York City, reporting to the Vice President, Chief Compliance, Regulatory & Risk Counsel You'll be one of 200,000 sharpest...