chief compliance officer Jobs - 659
Compliance Operations Specialist - Broker Dealer Services
GMASS - New York,NY
Employment Type : Full-Time
We are seeking an experienced Compliance Operations Specialist with deep expertise in broker-dealer services and financial regulatory compliance to join a high-performing team within a leading hedge fund in New York City. The ideal...
Department Administrator and Chief Operating Officer
Columbia University - New York,NY
Employment Type : Full-Time
Job Type: Officer of Administration Regular/Temporary: Regular Hours Per Week: 35 Salary Range: $224,174-$255,000 The salary of the finalist selected for this role...
Director of Compliance
Tennr - New York,NY
Employment Type : Full-Time
Company Description Today, when you go to your doctor and get referred to a specialist (e.g., for sleep apnea), your doctor sends out a referral and tells you, "They'll be in touch soon." So you wait. And wait. Sometimes...
Senior Compliance Officer - Surveillance, Data Quality
TD Bank - New York,NY
Employment Type : Full-Time
Senior Compliance Officer The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US,...
Compliance Officer, Regulatory Relations Core Compliance
NYC Staffing - New York,NY
Employment Type : Full-Time
Compliance Officer Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $75,000 - $95,000 USD TD is committed to providing fair and equitable compensation opportunities to all...