compliance director for self-clearing broker-dealer specializing in equity trading supervision located in new york Jobs - 675
Head of Margin- Self Clearing Broker Dealer
Ajccorp - New York,NY
Employment Type : Full-Time
Specific Role Responsibilities: Responsible for oversight for all margin-related processes, as well as all aspects of Regulation T and FINRA 4210 from an initial and ongoing cash and margin account basisLead a...
Trade Execution
NTT DATA - New York,NY
Employment Type : Full-Time
Req ID: 322077 NTT DATA strives to hire exceptional, innovative and passionate individuals who want to grow with us. If you want to be part of an inclusive, adaptable, and forward-thinking organization, apply now. We are...
Associate Director
New York Institute of Technology - New York,NY
Employment Type : Full-Time
Associate Director Job Location(s): US-NY-Old Westbury Job ID2022-2769DivisionDean's Office# of Openings1Position...
Director, Regulatory Compliance - Broker Dealer
Cohen & Steers - New York,NY
Employment Type : Full-Time
Join a team of experienced professionals who administer a global program for compliance with federal securities and commodity laws, rules of self-regulatory organizations and equivalent requirements in non-US jurisdictions. The team partners...
Swap Dealer and Security-Based Swap Dealer Compliance - Vice President
Deutsche Bank - New York,NY
Employment Type : Full-Time
Job Title: Swap Dealer and Security-Based Swap Dealer Compliance Corporate Title: Vice President Location: New York Overview As a Swap Dealer and Security-Based Swap Dealer Compliance Vice President, you...