compliance investigations analyst Jobs - 638
Director, Enforcement
Financial Industry Regulatory Authority - New York,NY
Employment Type : Full-Time
The Enforcement Director manages a team of 5-8 Enforcement attorneys developing and resolving Enforcement cases through all stages, from inception to completion. The Director is the day-to-day manager of a large and diverse docket of cases,...
Compliance Manager
Children's Aid - New York,NY
Employment Type : Full-Time
Children's Aid Compliance Manager in Manhattan, New York Job ID: 007618 Position Summary: The Compliance Manager plays a pivotal role in supporting the Compliance Officer by executing compliance...
Vice President - Quality and Regulatory Affairs
New York Blood Center - New York,NY
Employment Type : Full-Time
Overview At New York Blood Center Enterprises (NYBCe), one of the most comprehensive blood centers in the world, our focus is on cultivating excellence by merging cutting-edge innovation with diligent customer service,...
Corporate Action Analyst
Hudson River Trading - New York,NY
Employment Type : Full-Time
Hudson River Trading (HRT) is looking for a Corporate Action Analyst to join our PostTrade team. Our global trading platform supports trading across many asset classes and geographies, and the PostTrade team designs and operates the systems and...
Global Settlement and Operations Analyst
Silvercrest Asset Management Group LLC - New York,NY
Employment Type : Full-Time
Silvercrest Asset Management Group LLC is a leading independent, registered investment advisor offering bespoke asset management and family office services to ultra-high-net-worth families and select institutional investors. Founded in 2002,...