compliance - fixed income trade surveillance associate Jobs - 504
Call Center Rep Work From Home
Hire Standard Staffing - all cities,NY
Employment Type : Full-Time
Call Center Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...
trade surveillance consultant
Mastech Digital - New York,NY
Employment Type : Full-Time
Job Description: Experience with trade surveillance governance and operating modelExperience working with compliance organizations to review and assess the effectiveness of trade surveillanceStrong...
Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX - Vice President
Deutsche Bank - New York,NY
Employment Type : Full-Time
Job Description: Job Title Compliance Officer - Investment Bank Compliance - Fixed Income Sales & Trading - Rates and FX Corporate Title Vice President Location New...
Fixed Income Compliance Officer
Cantor Fitzgerald Securities - New York,NY
Employment Type : Full-Time
Job Description Job Title: Fixed Income Compliance Officer Location: New York, NY Firm Overview: Cantor Fitzgerald L.P., with over 12,000 employees, has...
Trade Surveillance - Fixed Income Compliance
Michael Page Recruitment Company - New York,NY
Employment Type : Full-Time
Review trade exception reports and trading activity to ensure compliance with relevant rules, regulations, and firm policies. Create and develop an exception reporting process, including trend framework analysis. Assess alerts generated by...