Employment Type : Full-Time
A healthcare organization in New York City is seeking a Director of Regulatory Compliance Operations to lead regulatory approvals, submissions, and compliance with all regulatory guidelines. This role ensures alignment with applicable requirements...
Employment Type : Full-Time
-: A Great Place to Work The Pines at Poughkeepsie is a proud affiliate of National...
Employment Type : Full-Time
New Start Capital is seeking a detail-oriented Compliance Officer to monitor and enforce adherence to regulatory requirements, particularly within the debt modification industry. The Compliance Officer will play a critical role in maintaining the...
Employment Type : Full-Time
Our clients are Hedge Funds, Private Equity Shops, Proprietary Trading Firms, and traditional Asset Managers who are looking for strong junior to midlevel compliance talent. They are ideally targeting anywhere from 3-8 years of experience. We...
Employment Type : Full-Time
Essential Duties & Responsibilities: Maintain and monitor employee brokerage accounts. Timely follow-up with onboarding users, account disclosures and brokerage firms, to establish or remove accounts from...