compliance manager Jobs - 629
Senior Compliance Officer
SpeedTrader - Katonah,NY
Employment Type : Full-Time
SpeedTrader, Inc., is a New York-based online retail brokerage firm that provides stock and options trading services for active traders. The firm was established in 1999. For more information, visit www.speedtrader.com. The Senior...
Risk Manager
Talent Equity Group - Harrison,NY
Employment Type : Full-Time
We are seeking a junior-level Risk Manager for Somnia Anesthesia Services, based in the Harrison, NY area! The Risk Manager works in collaboration with Clinical Risk Management to coordinate activities related to...
Lead Product Manager- Product Compliance
Planet Technology - New York,NY
Employment Type : Full-Time
Lead Product Manager (Product Compliance) W2, Permanent/Direct-Hire/Full-TimeOpen to Remote, Hybrid within 30 miles of offices in NYC or Seattle is...
Senior Compliance Associate
Octagon Credit Investors - New York,NY
Employment Type : Full-Time
Employer Summary: Octagon Credit Investors, LLC is a 25+ year old, $34+B investment adviser focused on leveraged loan, high yield bond, and structured credit (CLO debt and equity) investments. Through fundamental...
AVP - Corporate Compliance-Monitoring and Testing Specialist
Industrial and Commercial Bank of China, New York - New York,NY
Employment Type : Full-Time
Salary Range: $90K - $130K Company Description Industrial and Commercial Bank of China Ltd. is a leading banking group in China and one of the largest commercial banks globally. The bank...