compliance monitoring & testing Jobs - 417
Auditor - Compliance
SMBC - New York,NY
Employment Type : Full-Time
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...
Compliance Officer
Piermont Bank - New York,NY
Employment Type : Full-Time
About Us: Piermont Bank is a tech-enabled digital commercial bank founded in 2019 with a mission of changing the face and pace of banking. It provides an unprecedented experience that blends the best of banking and agile...
Vice President Compliance Officer
Phaxis LLC - New York,NY
Employment Type : Full-Time
Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...
Tester
I-LINK SOLUTIONS - Albany,NY
Employment Type : Full-Time
Job Title: Tester - Expert Task ID: HBITS-06-13676 Position Duration: 30 Months Client: State of NY Agency: Department of Health...
VP Risk and Compliance Assurance
HSBC - New York,NY
Employment Type : Full-Time
Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing...