compliance testing - manager Jobs - 471

Siebert Williams Shank - New York,NY

Employment Type : Full-Time

Siebert Williams Shank & Co., LLC ("SWS" or the "Firm") (a FINRA-registered broker/dealer) is seeking to add a knowledgeable, driven, intellectually curious and experienced compliance professional to the team led by the Chief Compliance Officer.

Posted on : 2024-11-15T07:25:35Z

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RSM US LLP - New York,NY

Employment Type : Full-Time

We are the leading provider of professional services to the middle market globally, our purpose is to instill confidence in a world of change, empowering our clients and people to realize their full potential. Our...

Posted on : 2024-11-08T06:15:03Z

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Mizuho Americas - New York,NY

Employment Type : Full-Time

Summary The Sanctions Compliance Associate will work to strengthen all aspects of the bank's Sanctions Compliance Program, including effective policy, procedure, and risk management. Principal Duties and Responsibilities...

Posted on : 2024-11-12T04:05:26Z

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First Group - Pine Bush,NY

Employment Type : Full-Time

First for a reason: At First Student, we are a family of 60,000+ employees who take pride in safely transporting more than 5 million students and passengers to and from their destinations each day! Our family of brands include Transco,...

Posted on : 2024-11-12T19:01:56Z

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schonfeld - New York,NY

Employment Type : Full-Time

The Role We are seeking to hire an exceptional Compliance Officer to join our Global Markets Advisory Compliance team in our New York office. As Global Markets Advisory Compliance Officer you will act as subject matter expert for...

Posted on : 2024-11-15T11:39:34Z

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