Employment Type : Full-Time
Senior Director, AML Compliance Model Validation Country: United States of America The Senior Director, Model...
Employment Type : Full-Time
Sound Point Capital Management, a credit-oriented investment manager overseeing approximately $45 billion in total assets, is seeking a Compliance professional. Sound Point has a diverse product line which includes CLOs and various funds...
Employment Type : Full-Time
VP, Compliance – Asset Based Finance (New York, NY): Our client, a $50B multi-strat fund with an international reach, is looking for a dedicated compliance professional to sit in a newly established position. Acting as a generalist and...
Employment Type : Full-Time
The Vice President, Compliance Officer is responsible for acting in an advisory capacity to the Advanced Clearing and Prime Services (ACaPS) Division and Fixed Income, Commodities, Currencies and Stock Lending Division (FICCS) as well as the...
Employment Type : Full-Time
Summary The Senior Governance Risk & Compliance (GRC) Analyst will ensure the integrity, confidentiality and availability of the Firm's information via risk assessments, audits, controls testing, policy and procedure and compliance...