compliance, policy governance, vice president Jobs - 5456
Vice President, Compliance Consulting
Kroll - New York,NY
Employment Type : Full-Time
Job Description Join our Compliance Consulting team (USCC) as a Vice President! At Kroll you will provide support and guidance to a wide variety of asset management firms in managing their SEC compliance programs. You will...
Vice President Compliance Officer
Phaxis - New York,NY
Employment Type : Full-Time
Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited to: ...
Regulatory Counsel, Vice President
Mufg Bank - New York,NY
Employment Type : Full-Time
Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's 10 largest financial institutions according to S&P Global. Across the globe, we're...
Central Compliance, Vice President- Corporate & Investment Banking
Santander Bank - New York,NY
Employment Type : Full-Time
Central Compliance, Vice President- Corporate & Investment Banking New York, United States of America The Central Compliance VP Monitors activities to minimize the company's exposure to risk. Activities may include data analysis,...
Vice President Compliance
Cardea Group - New York,NY
Employment Type : Full-Time
VP, Compliance - Marketing (New York, NY): Our client, a prominent asset manager with more than $40B in AUM, is looking to hire an exceptional Vice President of Compliance with a focus on marketing material review. This leadership...