director, regulatory compliance - broker dealer Jobs - 517
Sanctions Compliance Manager
BBVA - New York,NY
Employment Type : Full-Time
Perform daily management responsibilities in complying with the branch's Sanctions/ Watch lists and OFAC Program (“OFAC”). Direct a team of BSA/OFAC Compliance professionals who have responsibility for the functions associated with OFAC...
Regulatory Reporting QA Mgr
Flagstar Bank - Hicksville,NY
Employment Type : Full-Time
Position Title Regulatory Reporting QA Mgr Location Hicksville/102 Duffy Avenue/3797 Job Summary Pay Range: Local Minimum Wage - $0.00 - $0.00 Job Responsibilities: Pay Range:...
Compliance Director for Self-Clearing Broker-Dealer Specializing in Equity Trading Supervision Located in New York
AJ Consultancy - New York,NY
Employment Type : Full-Time
Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience working for a Self-Clearing Broker Dealer who has worked at a Self-Clearing Broker Dealer within the last 5 years as who has...
Head of Compliance, Regulatory Initiatives, TD Securities
TD Bank - New York,NY
Employment Type : Full-Time
Head of Compliance, Regulatory Initiatives, TD SecuritiesHead of Compliance, Regulatory Initiatives, TD SecuritiesApply: Remote type HybridLocations: New York, New YorkTime Type: Full timePosted On: Posted 2 Days AgoTime Leftto Apply: End Date:...
Customer Service Rep Work From Home
Hire Standard Staffing - all cities,NY
Employment Type : Full-Time
Customer Service Rep Work From Home American Income Life (part of Globe Life, a NASDAQ traded company) is looking for Benefit Representatives to help manage growing client needs and help provide both new and existing clients with the best...