director, regulatory compliance - broker dealer Jobs - 300
Senior Director, IT Risk and Compliance
Northwestern Mutual - New York,NY
Employment Type : Full-Time
At Northwestern Mutual, we are strong, innovative and growing. We invest in our people. We care and make a positive difference. ...
Regional Commercial Director - Regulatory Compliance
S&P Global - New York,NY
Employment Type : Full-Time
About the Role:Grade Level (for internal use): 13The Role: Regional Commercial Director - Regulatory ComplianceThe Team: This commercial position is part of S&P Global Market Intelligence's Regulatory Compliance Division. Reporting to the Commercial...
Fixed Income Compliance Officer
Sumitomo Mitsui Banking Corporation - New York,NY
Employment Type : Full-Time
Fixed Income Compliance Officer Job Level: Director Job Function: Governance & Assurance Location: New York, NY, US, 10172 Employment Type: Full Time Requisition ID: 3407 SMBC Group is a top-tier global...
Financial Crimes Compliance Officer
Flagstar Bank - Hicksville,NY
Employment Type : Full-Time
JOB SUMMARY Responsible for overseeing through developing, implementing, administering, and monitoring all aspects of the enterprise BSA/AML/ and OFAC/Economic Sanctions Compliance Program for a bank with assets in excess of $100 billion. The...
Insurance Administrative Assistant (6-Month Contract)
Phaxis - New York,NY
Employment Type : Full-Time
Insurance Administrative Assistant (6-Month Contract) Location: Onsite – Park Ave, New York, NY We are seeking an experienced and detail-oriented professional to support our Internal Audit team and coordinate risk management...