director, regulatory compliance - broker dealer Jobs - 538
Director – Finance Strategy & Analytics (Hybrid- flexible options)
Broadridge - New York,NY
Employment Type : Full-Time
At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Bank, Broker-Dealer...
Director of Broker Dealer Compliance
Social Capital Resources - New York,NY
Employment Type : Full-Time
Top-Tier Investment Management Company in Midtown, Manhattan is seeking a Director of Broker-Dealer Compliance! Responsibilities: Develop, maintain and implement compliance...
Director of Compliance
Atlantic Group - New York,NY
Employment Type : Full-Time
Location: Midtown Manhattan Compensation: $250K-$300K total compensation Job Description The Legal and Compliance Department consists of the General Counsel, the...
Controller in NYC (Hybrid- 300K)
Merit Personnel & Consulting - New York,NY
Employment Type : Full-Time
Location: New York, NY (Hybrid: 3 days in/2 days home) Salary: 150K base salary + 150K bonus (300K all in) Overview: A leading New York City based private Investment Management Firm with approximately $10+...
Regulatory Reporting QA Mgr
Flagstar Bank - Hicksville,NY
Employment Type : Full-Time
Position Title Regulatory Reporting QA Mgr Location Hicksville/102 Duffy Avenue/3797 Job Summary Pay Range: Local Minimum Wage - $0.00 - $0.00 Job Responsibilities: Pay Range:...