equities compliance and operational risk manager Jobs - 478
Employee Conduct Risk & Wealth Management Administration Business Control Unit - AVP
Morgan Stanley - Purchase,NY
Employment Type : Full-Time
Job Description: Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...
Senior Compliance Manager, Investments Compliance
American International Group - New York,NY
Employment Type : Full-Time
Position Summary: AIG's Investments group is responsible for managing the investment assets of AIG, including affiliated insurance companies, through internal and external managers The Investments Compliance team provides compliance and...
Compliance Manager
State of New york - New York,NY
Employment Type : Full-Time
Please note: State agencies that contact job applicants do not usually request personal or financial information via text message or over the phone in connection with your response to a job posting. If you are contacted for such information by...
Compliance Risk Management
Mizuho Financial group - New York,NY
Employment Type : Full-Time
About the Team Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and...
Director, Risk Management & Patient Safety - Hospital Risk Management - Mount Sinai Morningside - Full Time - Monday-Friday, 9am-5pm
Mount Sinai Health System - New York,NY
Employment Type : Full-Time
Job Description The Director for the Risk Management and Patient Safety Department is responsible for overseeing the day to day operations of the department in collaboration with the Executive Director. This includes the...