head of broker management, willis Jobs - 565
Vice President Compliance Officer
Phaxis LLC - New York,NY
Employment Type : Full-Time
Growing Investment Banking and Broker Dealer client is seeking a strong compliance officer to join in an advisory capacity to support their clearing and prime brokerage business. Responsibilities include, but are not limited...
Head of Global Markets Operations (GMO)
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
Job Title: Head of Global Markets Operations (GMO) Summary of Position The Head of Global Markets Operations (GMO) is responsible for ensuring the accurate, compliant, and timely processing of all...
Regional Manager
Marshall & Sterling - Schenectady,NY
Employment Type : Full-Time
Description: ***This opportunity is open to all employee-owners with minimum one year of service with M+S at our upstate locations: Glens Falls, NY, Hoosick Falls, NY, Leeds, NY, Queensbury, NY, Saratoga Springs, NY, Scotia, NY,...
Trading Operations - Senior Associate
Arena Investors I Quaestor Advisors - Purchase,NY
Employment Type : Full-Time
Arena is looking to expand the global Operations Team through the addition of a Senior Associate of Trading Operations to provide unparalleled support to the firm's Corporate Securities business lines. In this role, this individual will oversee all...
Fixed Income Compliance Officer
SMBC - New York,NY
Employment Type : Full-Time
SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has...