head of product, regulatory & compliance Jobs - 508
Fixed Income Compliance Officer
TP ICAP Group Plc. - New York,NY
Employment Type : Full-Time
Group Overview The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of...
Director, Global Market Regulatory Compliance Registration
Credit Agricole - New York,NY
Employment Type : Full-Time
Summary Director is responsible for overseeing and executing activities for FINRA Broker Dealer and Swap Dealer registrations and advising the Business Units and supports on FINRA Registration and Swap Dealer registrations required based on...
Head of Performance and Client Reporting
NEUBERGER BERMAN GROUP LLC - New York,NY
Employment Type : Full-Time
Job Summary: Neuberger Berman is seeking an experienced and dynamic individual to join our team as the Head of Performance and Client Reporting. The successful candidate will be responsible for overseeing all aspects of performance...
Head of Operations
bHired - Brooklyn,NY
Employment Type : Full-Time
Full time Head of Operations - 1233 A utility company in Brooklyn is seeking an experienced Head of Operations to lead and oversee operational activities. Experience in the utility field is a plus, as this role requires...
Compliance, Global Banking Markets, Public Compliance-Mortgages and Structured Products, Vice President, New York
Goldman Sachs - New York,NY
Employment Type : Full-Time
Global Compliance: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's...