head of u.s. surveillance, scib compliance Jobs - 520
Head of Compliance Controls
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
The Head of Compliance Controls (“CC”) will be responsible for managing the CC function. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently planned and executed in accordance with applicable...
Trade Surveillance, Market Abuse
Taylor Root - New York,NY
Employment Type : Full-Time
Our client is a hedge fund in NYC who is looking for a trading surveillance expert with market abuse experience. 3-8 years of firsthand experience handling these investment side trade alerts is necessary as you will be resolving alerts AND...
Quality Compliance Supervisor
Lactalis Heritage Dairy - Walton,NY
Employment Type : Full-Time
TITLE: Quality Compliance Supervisor REPORTS TO: Quality Manager LOCATION: Walton, New York Lactalis Heritage Dairy is currently seeking candidates to join our...
Head of Product
Storm3 - New York,NY
Employment Type : Full-Time
Job Overview: As the Head of Product Growth, you will play a key role in creating and driving the PY2026 product. You will design and implement innovative solutions to enhance the shopping and enrollment experience, increase...
Senior Compliance Officer
Green Key Resources - New York,NY
Employment Type : Full-Time
Client: Broker-Dealer firm Role: Senior Compliance Officer Experience: 5-15 years Hybrid: 3 days in the office Location: Financial District, NYC Reports directly to the Chief Compliance Officer Base: 150-180k +...