Employment Type : Full-Time
The individual will evaluate governance, processes, risks and controls to provide reasonable assurance as to the adequacy of the control environment within the Americas Division. Plan and perform internal audits over technology areas within...
Employment Type : Full-Time
Regulatory Reporting Quality Assurance, Senior AVP or Junior VP Quality Assurance Unit: The Quality Assurance Unit is responsible for enhancing the integrity of the regulatory reporting processes and reporting issues stem...
Employment Type : Full-Time
Overview Salary Range: $79,746-$136,288 The Quality Assurance Manager is responsible for ensuring and supporting consistent adherence to operational quality and compliance requirements at the branch...
Employment Type : Full-Time
Summary: The Compliance Regulatory and Assurance (CPL RA) team is a recently established Center of Excellence within the CACIB Compliance Function reporting directly to the Chief Compliance Officer (CCO). The CPL RA team...
Employment Type : Full-Time
Position Summary: THE FOCUS IS YOU: We are looking to add an Audit Senior to help lead and guide our clients, in addition to supporting our internal leaders with the on-going growth in our Northeast Region.