Chief Compliance Officer, General Counsel - Confidential : Job Details

Chief Compliance Officer, General Counsel

About the Company

Prestigious investment & advisory firm

IndustryInvestment Management

TypePrivately Held

About the Role

The Company is in search of a General Counsel/Chief Compliance Officer to join their team. The successful candidate will be the first hire in this dual role and will be tasked with overseeing all legal and compliance matters across the company's three lines of business. These include BDC, growth equity, and entertainment advisory. The ideal professional will have a background in BDC or private credit fund experience and will be responsible for ensuring that the company's operations are in line with regulatory requirements. This includes internal and external legal and compliance oversight, particularly in light of a recent successful SEC examination.Applicants for the General Counsel/Chief Compliance Officer position at the company should have a strong legal and compliance background, with a focus on the financial services industry. The role requires a professional who can effectively manage and mitigate legal and compliance risks, as well as provide strategic guidance on a range of legal issues. A deep understanding of the regulatory landscape, particularly in relation to BDC and private credit funds, is essential. The role is pivotal in maintaining the company's integrity and reputation, and the successful candidate will play a key part in the firm's continued growth and success.

Travel PercentLess than 10%

Functions

• Legal