Client Onboarding - Phaxis LLC : Job Details

Client Onboarding NYC/repapering project

Headcount - 2

Must Haves

• Broker-dealer experience
• Onboarding or documentation review as it relates to account opening or remediation

Plusses

• SEI or Pershing Experience
• KYC/QA experience

Day to Day

• Review and analyze documentation such as identification papers, financial records, and legal agreements to ensure the accuracy and completeness of client information.
• Maintain accurate records of KYC processes, ensuring all client data is recorded and updated in the firm's systems.
• Perform KYC checks, client identification, and verification in accordance with local and international AML regulations.
• Manage the transition from SEI to Pershing, ensuring seamless onboarding for clients onto Pershing's platform.