Compliance Analyst - Millennium Management LLC : Job Details

Perform communication/email reviews of trading groups for internal investigations. Prepare weekly and monthly memos based on email surveillance review. Assist in the development of policies and procedures that reflect changes in business, regulation and developing views on issues. Keep up to date with relevant regulatory changes. Other projects as needed. Qualifications/ Skills Required. BA degree; 1 year experience. College graduates will be considered as well, but must have a business degree (Finance, Economics, etc.). Experience in a compliance position at a RIA, Broker Dealer or Compliance consultant preferred or a strong interest in compliance. Understanding of regulatory/self-regulatory agencies (e.g., SEC, FINRA, NYSE, FSA, CFTC) and the requirements of the Investment Advisers Act of 1940 and the Securities Act of 1933 Good team player one who is able to prioritize in a fast moving, high pressure, constantly changing environment. Entrepreneurial inclination ability to work a...Compliance Analyst, Compliance, Analyst, Technology