Compliance Officer (Trading Firm) - Anonymous : Job Details

Leading Trading Firm is looking to hire a Compliance Officer in New York City.

This key hire will play a strategic role in running the day-to-day compliance program as the firm continues to build an industry leading team.

The ideal candidate will have:

• Strong knowledge of the Investment Advisers Act of 1940 and Investment Company Act of 1940 is required.
• Policies & Procedures
• Code of Ethics / Conflict of Interest
• Marketing Review
• Trade/Portfolio Compliance
• Regulatory Inquiries/Affairs
• A strong academic pedigree from a top university

The position will suit a highly motivated and entrepreneurial individual looking to work at a firm renowned for innovation and integrity.

A highly competitive compensation package is on offer.

For a discussion in confidence, please apply with your resume.