Equity Capital Market Analyst - Calculated Hire : Job Details

Capital Markets Risk and Controls Analyst - Equities

Hybrid – New York, NY (Manhattan)

4-month Contract (W2), Weekly Pay (40 hours/week)

Desired Start Date: 10/5/2024

Calculated Hire is in search of a Business Execution Consultant IV for our Fortune 100 Financial Services company. You will be responsible for the following components:

Job Description:

The Corporate & Investment Banking (CIB) Control Team is responsible for the implementation and management of the First Line of Defense risk program requirements.

This position resides within the Equities Business Control team and supports the broader Equities business that includes Cash Trading, Derivatives Trading, Equity Finance, Equity Advisory and the FCM.

This role will assist with support of the Equities Research, Research Sales and Economics and will require a candidate with an in-depth understanding of Equity products, market practice, operations, technology and relevant regulations.

As part of the business control team, the role will support business leadership and COO teams to design and implement first line controls with respect to a variety of regulatory requirements, the company's policies and industry best practices.

Specific responsibilities include:

• Execute risk framework requirements such as the RCSA, creation and alignment of metrics

• Establish governance for open and upcoming items across all risk inventories and programs.

• Collaborate with Line of Business (LOB) partners on control design, implementation and monitoring.

• Ensure the LOB profile of applicable regulations and associated controls is maintained and monitored.

• Ensure appropriate connectivity, linkage, and integration with in-region international risk management teams.

• Establish the inventory of all relevant business processes, governance channels, internal testing, audit, and regulatory engagements is maintained

• Conduct risk assessments to evaluate the adequacy and effectiveness of policies, procedures, processes, systems, technology and internal controls.

• Participate in business growth initiatives and maintain awareness of platform changes

• Awareness and involvement in regulatory change control, and alignment of related controls.

Desired Qualifications:

- Direct experience with Equity Research and related control frameworks

- Demonstrated understanding of rules and regulations applicable to the Equity Research business

- Experience with operational risk framework, the RCSA and related control programs

- Prior experience in a business control or compliance role with focus on control design and evaluation.

- Prior experience with governance frameworks and management reporting of non-financial risk profiles.