Head of Compliance, Trade Surveillance and Communications, TDS (US) - TD Bank N.A : Job Details

Department Overview:The Global Compliance Department is responsible for overseeing regulatory compliance across TDBG in accordance with the Global Compliance Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and providing advice and support, as required. Job Details:The Head of Compliance, Trade Surveillance and Communications, TDS (US) reports to the TDBG VP, Compliance Trade Surveillance. Individual Accountabilities: - Lead a team of compliance professionals responsible for overseeing, reviewing and enhancing the surveillance program for the market abuse and el...Compliance, Surveillance, Trade, Communication, Leadership, Business, Banking, Business Services