Internal Audit - Compliance & Legal, Vice President - Dallas, TX Dallas · · Vice President - Goldman Sachs Bank AG : Job Details

Internal Audit - Compliance & Legal, Vice President - Dallas, TX

Location: Dallas, Texas, United States

Opportunity Overview

Corporate Title: Vice President

Office Location(s): Dallas

Job Function: Business Audit

Division: Internal Audit

The Goldman Sachs Group, Inc. is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals. Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world.

INTERNAL AUDIT

In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes.

WHAT WE LOOK FOR

Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical skills, and the ability to challenge and discuss effectively with management on risks and control measures. We look for individuals who enjoy learning about audit, businesses, and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, build relationships, and thrive in teamwork in a fast-paced global environment.

YOUR IMPACT

As the third line of defense, Internal Audit's mission is to independently assess the firm's internal control structure, including the firm's governance processes and controls, and risk management and capital and anti-financial crime frameworks. In doing so, Internal Audit:

• Communicates and reports on the effectiveness of the firm's governance, risk management, and controls that mitigate current and evolving risk
• Raises awareness of control risk
• Assesses the firm's control culture and conduct risks
• Monitors management's implementation of control measures

Goldman Sachs Internal Audit comprises individuals from diverse backgrounds including chartered accountants, developers, risk management professionals, cybersecurity professionals, and data scientists. We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions.

RESPONSIBILITIES

• Develop and maintain an in-depth understanding of business areas, its products, and supporting functions
• Identify risks, assess mitigating controls, and make recommendations on improving the control environment
• Follow-up on open audit issues and their resolution

SKILLS AND RELEVANT EXPERIENCE

• Approximately 8+ years of experience in internal audit or compliance
• Strong knowledge and expertise in auditing Bank Secrecy Act and Anti-Money Laundering (BSA/AML), financial crime risks, and corporate legal functions
• Strong understanding of compliance program components, risk, and control processes
• Understanding of internal audit processes as related to a large financial institution
• Project management experience, including oversight and leadership of junior staff
• Highly motivated with strong analytical skills, willing and able to learn new business and system processes quickly
• Ability to multi-task and remain organized in a fast-paced environment, and to regularly present to senior leadership
• Accurate, accountable, and able to multitask while managing both time and workload
• Approximately 7+ years of experience as an internal auditor, consultant, and/or regulatory agency examiner within the financial services industry
• 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject; advanced degree (e.g. JD) is a plus
• Relevant certification or industry accreditation (e.g., CAMS, CIA) is a plus