Mid-Sr. Compliance Specialist - Preferred Placement : Job Details

Rare opportunity to join a premier trading firm based in NYC. Small team experience in a global powerhouse. They are looking for a compliance professional with 5-10 years of experience providing first line compliance support to trading desks. Having experience with listed options is a plus but not required. They are open to general equities compliance experience as well as fixed income trading experience.

This role will report to the Chief Compliance Officer. The ideal candidate will be a curious individual with an openness to learning new things, be able to discuss complex topics clearly, and be a team player. Very fast paced, entrepreneurial, collaborative, business enabling environment.

This client is in office 4 days a week.

This range is provided by Preferred Placement, Inc.. Your actual pay will be based on your skills and experience — talk with your recruiter to learn more.

$200,000.00/yr - $300,000.00/yr

Annual Bonus

• Not Applicable

• Full-time

• Other