Compliance Manager - SCOUT EXCHANGE LLC : Job Details

Compliance Manager

SCOUT EXCHANGE LLC

Job Location : Denver,CO, USA

Posted on : 2024-12-07T07:49:19Z

Job Description :
Title - Compliance eDiscovery Manager Job Type - Permanent | Onsite | Healthcare Location - Denver, CO 80202Benefit Offerings:
  • Comprehensive benefits: Medical, dental, vision, 401(k) match, paid time off, PTO cash out
  • Support for you and your family: Family resources, EAP counseling sessions, access Headspace®, backup child and elder care, maternity/paternity leave and more
  • Professional development programs: DaVita offers a variety of programs to help strong performers grow within their career and also offers on-demand virtual leadership and development courses through DaVita's online training platform StarLearning.
Required:
  • Bachelor's Degree required; JD a plus
  • Relativity and/or Brainspace experience required; eDiscovery technical certification(s) preferred
  • Minimum of 4 years of professional work experience required. Compliance and/or health care experience strongly preferred
  • Excellent problem-solving and decision-making skills; Proven ability to synthesize/analyze diverse information, develop recommendations and solutions, and articulate them clearly to business partners and leadership
  • Proven experience in managing multiple requests for support while insuring stakeholders are satisfied with completeness, accuracy and timeliness
  • Broad knowledge of eDiscovery technology and the collection, processing, review and production of electronically stored information (ESI)
Overarching responsibilities:
  • Oversight and responsibility for the proactive Email Monitoring Program. Management and oversight of day-to-day operations of the Compliance QUESTionLine. Ownership and maintenance of data and reporting for the Compliance Policies Team. Support Compliance Director on special projects as needed.
QUESTionLine Responsibilities:
  • Review inquiries received and triage as appropriate. For compliance questions, provide timely policy guidance to teammates and document clearly within system (EthicsPoint).
  • Understand and be able to interpret compliance policies to provide appropriate guidance.
  • Communicate policies, procedures, and potential risk in an easily digestible manner.
  • Analyze data to define and understand problems, perform research, and evaluate alternatives to assist leadership in decision making regarding program enhancements or areas of improvement.
  • Escalate issues to leadership, legal, and/or the Investigations team, as appropriate.
  • Review and track compliance forms and approvals related to policies.
  • Help review and provide feedback for compliance policies, trainings and job aids as needed.
  • Participate in committees or independently review forms and requests for compliance risk and provide appropriate guidance and/or approvals.
Email Monitoring Responsibilities:
  • Manage ongoing compliance email monitoring process, including, conducting monthly reviews in Relativity and Brainspace and completing preliminary research on potential issues identified.
  • Document rationale for decision to conduct additional follow up or create a case in EthicsPoint Case Management System for matters requiring additional investigation.
  • Model continuous improvement in day to day working practices, consistently iterating on processes to ensure efficiency in risk mitigation.
  • Build and maintain positive relationships within Compliance department and across departments.
  • Analyze data to identify themes and trends and present to senior compliance leadership on an ongoing basis.
  • Communicate findings to leadership and make recommendations for next steps related to issues identified.
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