Job Location : Little Rock,AR, USA
ESSENTIAL DUTIES AND RESPONSIBILITIES
* Complete new account and transfer account forms.
* Answer telephones, take messages, make copies, and mail printed material.
* Type correspondence, reports, account information, pair off letters, etc. from drafts, transcriptions, memos and various forms.
* Maintain files of confidential and routine material and information.
* Assist Financial Consultants and/or customers and provide information as appropriate.
* Assist assigned sales staff in resolution of routine problems with accounts by researching and compiling appropriate information for their use.
* Maintain miscellaneous records for Financial Consultants such as appointment schedules, commission accounts, trades executed, etc.
* Schedule business trips for Financial Consultants, coordinate with customers while Financial Consultants is out of office, and assist with filing expense reports for Financial Consultants.
* Perform other related duties as assigned by management.
EDUCATION AND/OR EXPERIENCE
* Bachelor's degree in a related field.
* 1+ years of related experience and/or training.
* Equivalent combination of education and experience.
CERTIFICATIONS, LICENSES, AND REGISTRATIONS
* SIE - Securities Industry Essentials within 6 months.
* Series 7 - General Securities Representative within 6 months.
* Series 63 - State Law Exam or Series 66 - Combined State Law within 6 months.
REQUIRED TESTING
* Microsoft Word
* Excel
* Alpha/Numeric Data Entry