Client Associate
: Job Details :

Assist Financial Advisor(s) colleagues with service and operational related activities such as providing service to clients via telephone, direct interaction and/or written correspondence. Facilitate Financial Advisor and client requests for account related information and/or quotes. Schedule and prepare for appointments with new or prospective clients. Establish and service client accounts, prepare forms, research account inquiries and/or issues, and enter security order tickets after being approved by the Financial Advisor(s)Execute various administrative functions for the Financial Advisor(s) and Branch Management including, but not limited to, tracking referrals, assisting with marketing related activities, establishing, and maintaining files to meet the firm's regulatory requirements. Establish and maintain filing and record keeping necessary to support efforts to service and grow client relationships. Acts as the liaison for all referral sources by reviewing paperwork for complet...Client Associate, Financial Advisor, Client Support, Associate, Client Service, Brokerage, Banking