lead surveillance observer Jobs - 530
AML Surveillance Associate
Mizuho Americas - New York,NY
Employment Type : Full-Time
The Compliance function manages compliance and regulatory risk by establishing compliance policies, providing training, conducting compliance reviews, monitoring anti-money laundering (AML) and know your customer (KYC) matters, and coordinating...
AVP, Surveillance and Compliance Advisory – Regulatory Control Group
Cantor Fitzgerald - New York,NY
Employment Type : Full-Time
Job Title: AVP – Surveillance and Compliance Advisory – Regulatory Control Group Location: New York, NY / Hybrid Firm Overview: Cantor...
Compliance Surveillance Group Manager (SVP) Syndicate Surveillance
Citi - Getzville,NY
Employment Type : Full-Time
Serves as a compliance risk manager for Independent Compliance Risk Management (ICRM)s Surveillance team responsible for the design, implementation, and oversight for a suite of Syndicate surveillances designed to detect behaviors that may...
Real-Time Surveillance Manager, Bureau of Alcohol and Drug Use Prevention, Care and Treatment
City of New York - New York,NY
Employment Type : Full-Time
Job Description Established in 1805, the New York City Department of Health and Mental Hygiene (the NYC Health Department) is the oldest and largest health department in the country. Our mission is to protect and improve the health of...
Trade Surveillance, Market Abuse
Taylor Root - New York,NY
Employment Type : Full-Time
Our client is a hedge fund in NYC who is looking for a trading surveillance expert with market abuse experience. 3-8 years of firsthand experience handling these investment side trade alerts is necessary as you will be resolving alerts AND...