Employment Type : Full-Time
Job Description and Responsibilities Head of the Compliance Department (2 or 3 people including the CCO), responsible for Branch compliance with all regulatory matters.In coordination with the Group Head of Compliance...
Employment Type : Full-Time
Director, Conciliations and Post Audit ProcessingDEPARTMENT OF FINANCEFull-TimeLocation: MANHATTANNo Exam RequiredJob...
Employment Type : Full-Time
About The Role: As Chief Compliance Officer, you will lead and manage the broker-dealer compliance team, oversee the development and implementation of compliance programs, monitor regulatory changes and provide guidance to...
Employment Type : Full-Time
Chief Compliance Officer DEPARTMENT FOR THE AGING Full-Time Location: MANHATTAN Department: BUREAU OF FINANCIAL SERVICES Salary Range: $155,000.00 –...
Employment Type : Full-Time
Position Title Head of Internal Audit- BSA/AML & Compliance Location Hicksville/100 Duffy Avenue/110025 Job Summary The Head of Internal Audit – BSA/AML and Compliance is responsible for leading the...