managing director, head of compliance, trade surveillance and communications Jobs - 634
trade surveillance consultant
Mastech Digital - New York,NY
Employment Type : Full-Time
Job Description: Experience with trade surveillance governance and operating modelExperience working with compliance organizations to review and assess the effectiveness of trade surveillanceStrong...
Trade Surveillance & Compliance Officer
RQD* Clearing - New York,NY
Employment Type : Full-Time
RQD is a modern correspondent clearing firm that offers clearing, custody, and execution solutions designed to meet the needs of today's dynamic market participants. Built entirely on cloud-native, real-time technology, RQD can quickly and...
Field Sales Manager - Aspira
Constellation Brands - New York,NY
Employment Type : Full-Time
Job Description Company Summary If you have taken a moment to unwind with a bottle of beer, toast with glass of wine, or celebrate with a cocktail, chances are that you have shared that...
Managing Director, Head of Compliance, Trade Surveillance and Communications
Confidential - New York,NY
Employment Type : Full-Time
Managing Director, Head of Compliance, Trade Surveillance and Communications About the Company Prestigious broker dealer Industry Insurance Type Privately Held About the...
US Head of eTrading Business Oversight Compliance
Barclays Uk - New York,NY
Employment Type : Full-Time
Salary / Rate Minimum: $200,000 Salary / Rate Maximum: $280,000 The minimum and maximum salary/rate information above include only base salary or base hourly rate. It does not include any another type of compensation or...