regulatory compliance director Jobs - 495
Trade Compliance Officer
Hold Brothers Capital, LLC - New York,NY
Employment Type : Full-Time
About the job Hold Brothers Capital, LLC, a leading self-clearing broker-dealer, is looking for a Compliance Associate/Officer to join the team. He/she will help with the delivery of expert...
Senior Associate Director
Asgard Regulatory Group, LLC - Melville,NY
Employment Type : Full-Time
**MUST BE ABLE TO COMMUTE TO MELVILLE, NY 5 DAYS PER WEEK** The Senior Associate Director will be responsible in supporting the Asgard team with the delivery of expert advice to broker dealers regarding FINRA, SEC and/or state...
Director of Home Based Crisis Intervention
THE CHILDREN'S HOME - Ithaca,NY
Employment Type : Full-Time
The Children's Home mission is to partner with children, families and communities throughout New York State to inspire hope, develop skills and cultivate healthy relationships for positive...
Director of Operations
Whitehaven Advisors LLC - Bronx,NY
Employment Type : Full-Time
Opportunity Our client is a fast-growing NY-based contract security services firm operating across New York, New Jersey, Washington and Montana and seeks a dynamic, experience director of operations to become a key member of...
Head of Compliance Controls
Natixis Corporate & Investment Banking - New York,NY
Employment Type : Full-Time
The Head of Compliance Controls (“CC”) will be responsible for managing the CC function. This role includes, but is not limited to, ensuring that annual testing plans are sufficiently planned and executed in accordance with applicable...