regulatory operations filing analyst ii Jobs - 474
Director of Compliance
Core Ventures - Melville,NY
Employment Type : Full-Time
The Company: The Wealth Alliance is a Melville, New York-based hybrid registered investment advisory firm. WA was founded in 2019 and currently employs over 20 professionals, including Certified Financial...
Dialysis Union Unit Clerk - Ward Clerk
FRESENIUS - Brooklyn,NY
Employment Type : Full-Time
PURPOSE AND SCOPE: Support FMCNA's mission, vision, core values and customer service philosophy. Adhere to the FMCNA Compliance Program, including following all regulatory and FMS policy requirements. Under close supervision and...
2025 Risk and Compliance Services Staff I - Financial & Regulatory Services
EisnerAmper LLP - New York,NY
Employment Type : Full-Time
Job Description At EisnerAmper, we look for individuals who welcome new ideas, encourage innovation, and are eager to make an impact. Whether you're starting out in your career or taking your next step as a seasoned...
Compliance Associate/Analyst
Green Key Resources - New York,NY
Employment Type : Full-Time
Position Overview The Compliance Associate will be responsible for implementing and overseeing the firm's compliance program. This role requires an understanding of the regulatory landscape affecting investment advisers, particularly the...
Quality Assurance Investigator
PDI - Orangeburg,NY
Employment Type : Full-Time
Driven by a commitment to research, quality, and service, PDI provides innovative products, educational resources, training, and support to prevent infection transmission and promote health and wellness. Encompassing three areas, our Healthcare, Sani...