research compliance officer Jobs - 391

Santander Holdings USA - New York,NY

Employment Type : Full-Time

Sr. Associate, AML Compliance- Corporate & Investment Banking New York, United States of America The Sr.

Posted on : 2025-01-20T02:03:24Z

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Citi - New York,NY

Employment Type : Full-Time

Serves as a senior Research, Marketing, and Content Compliance Officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law,...

Posted on : 2025-01-11T20:03:13Z

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Charles Schwab - Albany,NY

Employment Type : Full-Time

Position Type: Regular Your opportunity At Schwab, you're empowered to make an...

Posted on : 2025-01-20T02:03:33Z

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Optum - Lake Katrine,NY

Employment Type : Full-Time

Optum is a global organization that delivers care, aided by...

Posted on : 2025-01-20T03:05:14Z

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Guggenheim - New York,NY

Employment Type : Full-Time

Job Description: Position Summary Guggenheim Securities is seeking a motivated compliance professional to assist its Compliance Team. The successful candidate will assist a highly collaborative team in the New York office who supports the...

Posted on : 2025-01-14T08:12:06Z

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