ria compliance - assistant vice president Jobs - 3816
Assistant Vice President - Capital Markets Compliance
StoneX Group - New York,NY
Employment Type : Full-Time
Overview Permanent, full time onsite Connecting clients to markets - and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we're...
Facility Director - 131 West 25th Street
BRC - New York,NY
Employment Type : Full-Time
ABOUT BRC: BRC is among the most comprehensive, effective, and fastest growing agencies in NYC serving homeless New Yorkers. With a $200 million budget and over 1700 employees, BRC has 29 programs throughout the New York City area that...
Assistant Vice President, Product Specialist (Materials)
Golub Capital - New York,NY
Employment Type : Full-Time
Position InformationHiring Manager:Director, Head of Investor DiligenceDepartment:Product SpecialistDepartment OverviewThe Product Specialist (“PS”) Team creates, updates and disseminates information, messaging and materials for investor...
Compliance, Compliance Testing Group, Compliance Investigator, Vice President
The Goldman Sachs Group - New York,NY
Employment Type : Full-Time
Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide...
AVP Americas Chief Compliance Office
Barclays PLC - New York,NY
Employment Type : Full-Time
As a Barclays Americas Chief Compliance Office AVP, you will be assisting the Director in supporting the Americas CCO by developing management information and insights pertaining to monitoring the firm's adherence with laws and regulations in...