ria compliance - assistant vice president Jobs - 3816
Director of Compliance
Cardea Group - New York,NY
Employment Type : Full-Time
SVP, Control Room Compliance (New York, NY): Our client, a diverse asset manager with over $30 billion in AUM, is seeking a competent, driven leader to oversee their control room team. This person will work closely with all members of the...
National Accounts, Alternative Investments Distribution - Assistant Vice President / Vice President
iCapital Network - New York,NY
Employment Type : Full-Time
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth management firms, asset managers, and banks evaluate and recommend bespoke public and private market...
AVP, Compliance Officer - Registrations
Jefferies Financial Group - New York,NY
Employment Type : Full-Time
Manage the registration function for Jefferies LLC a FINRA member Broker-Dealer and its various North American affiliates. Including providing support for various investment advisers, US CFTC Swap Dealer, and CIRO registered Canadian affiliate.
Associate/Assistant Vice President | Principal Finance Operations
Macquarie Group - New York,NY
Employment Type : Full-Time
Join the Principal Finance group in Macquarie Capital and be a part of the Global Operations team responsible for the middle office management of our principal investing portfolio, from pre-acquisition to divestment. The Principal Finance...
Assistant Vice President, Business Analyst
BGC Partners - New York,NY
Employment Type : Full-Time
Employer: Fenics Software Inc. Job Title: Assistant Vice President, Business Analyst Worksite Address: 199 Water St, New York, NY 10038 Job Description: As a member of the kACE product development group responsibilities include...