risk manager - equities Jobs - 496
Director, U.S. Consumer Services Control Management Risk ID & Assessment, Consumer Banking
American Express - New York,NY
Employment Type : Full-Time
You Lead the Way. We've Got Your Back. With the right backing, people and businesses have the power to progress in incredible ways. When you join Team Amex, you become part of a global and diverse community of colleagues with an unwavering...
Senior Product Manager, Operations Risk Compliance - GSRC
Amazon - New York,NY
Employment Type : Full-Time
Description Global Solution & Risk Compliance (GSRC) is looking for a dynamic and seasoned product leader will be responsible for defining, building and delivering the end-state experience of our associates in efficiently performing their...
Equity Sales & Compliance Officer
Morgan Stanley - New York,NY
Employment Type : Full-Time
Company Profile Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including...
Equities Compliance and Operational Risk Manager
Bank of America - New York,NY
Employment Type : Full-Time
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates,...
Compliance Risk Management
Mizuho Financial group - New York,NY
Employment Type : Full-Time
About the Team Americas Compliance, as a control function within the firm's second line of defense as well as a business partner, assists the firm in cultivating a strong Culture of Compliance and embedding the highest ethical standards and...