senior compliance officer - asset manager Jobs - 387
Financial Reporting Manager
Greater Jamaica Development Corporation - Jamaica,NY
Employment Type : Full-Time
Greater Jamaica Development Corporation (GJDC), founded in 1967, is one of the nation's first community development corporations and a model for economic transformation. GJDC drives responsible public and private investment in Jamaica, Queens to...
Underwriter
Capital One - New York,NY
Employment Type : Full-Time
Senior Manager, Underwriter Capital One, a Fortune 500 company and one of the nations top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses, and commercial clients. Our goal is to create one of the...
Manger, PLM
Rich Products Corporation - Buffalo,NY
Employment Type : Full-Time
Rich's, also known as Rich Products Corporation, is a family-owned food company dedicated to inspiring possibilities. From cakes and icings to pizza, appetizers...
Asset & Wealth Management - Supervisory Senior Associate - New York, NY
JPMorgan Chase & - New York,NY
Employment Type : Full-Time
Review next-day trades to ensure compliance with industry rules and regulations. Provide support for trade reviews concerning registration exemptions, permissible legal forms, and Blue Sky laws. Escalate supervisory issues with actionable...
Senior Compliance Officer - Surveillance, Data Quality
TD Bank - New York,NY
Employment Type : Full-Time
Senior Compliance Officer The TD Securities Compliance team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance leads across geographies (US,...